-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GYJManh+583g45NL2msMCK/KYq+sSOFWLVAftEufDs/FjHCsH6xleg33IZWLetMC GVzZv/F1wJmEx1ty8oG/EA== 0000919574-99-001090.txt : 19991021 0000919574-99-001090.hdr.sgml : 19991021 ACCESSION NUMBER: 0000919574-99-001090 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991020 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RIVIERA HOLDINGS CORP CENTRAL INDEX KEY: 0000899647 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880296885 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50785 FILM NUMBER: 99731279 BUSINESS ADDRESS: STREET 1: 2901 LAS VEGAS BLVD SOUTH CITY: LAS VEGAS STATE: NV ZIP: 89109 BUSINESS PHONE: 7027345110 MAIL ADDRESS: STREET 1: 2901 LAS VEGAS BLVD S CITY: LAS VEGAS STATE: NV ZIP: 89109 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BENNETT JAMES D CENTRAL INDEX KEY: 0001027829 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O BENNETT MANAGEMENT CORP STREET 2: 2 STAMFORD PLZ STE 1501 261 TRESSER BLVD CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033533101 MAIL ADDRESS: STREET 1: C/O BENNETT MANAGEMENT CORP STREET 2: 2 STAMFORD PLZ STE 1501 261 TRESSER BLVD CITY: STAMFORD STATE: CT ZIP: 06901 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No.: 2 Name of Issuer: Riviera Holdings Corporation Title of Class of Securities: Common Stock CUSIP Number: 769 672 100 (Date of Event Which Requires Filing of this Statement) October 20, 1999 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /X/ Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP Number: 769 672 100 1. Name of Reporting Person I.R.S. Identification No. of Above Person James D. Bennett 2. Check the Appropriate Box if a Member of a Group a. b. X 3. SEC Use Only 4. Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 513,365 7. Sole Dispositive Power: 8. Shared Dispositive Power: 513,365 9. Aggregate Amount Beneficially Owned by Each Reporting Person 513,365 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares -2- 11. Percent of Class Represented by Amount in Row (9) 11.35% 12. Type of Reporting Person IN -3- CUSIP Number: 769 672 100 1. Name of Reporting Person I.R.S. Identification No. of Above Person Restructuring Capital Associates, L.P. 2. Check the Appropriate Box if a Member of a Group a. b. X 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 320,973 7. Sole Dispositive Power: 8. Shared Dispositive Power: 320,973 9. Aggregate Amount Beneficially Owned by Each Reporting Person 320,973 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares -4- 11. Percent of Class Represented by Amount in Row (9) 7.1% 12. Type of Reporting Person PN (IA) -5- CUSIP Number: 769 672 100 1. Name of Reporting Person I.R.S. Identification No. of Above Person Bennett Restructuring Fund, L.P. 2. Check the Appropriate Box if a Member of a Group a. b. X 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 320,973 7. Sole Dispositive Power: 8. Shared Dispositive Power: 320,973 9. Aggregate Amount Beneficially Owned by Each Reporting Person 320,973 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares -6- 11. Percent of Class Represented by Amount in Row (9) 7.1% 12. Type of Reporting Person PN -7- Item 1(a) Name of Issuer: Riviera Holdings Corporation (b) Address of Issuer's Principal Executive Offices: 2901 Las Vegas Boulevard South Las Vegas, Nevada 89109 Item 2(a) - (c). Name, Principal Business Address, and Citizenship of Persons Filing: James D. Bennett Restructuring Capital Associates, L.P. Bennett Restructuring Fund, L.P. 2 Stamford Plaza Suite 1501 281 Tresser Boulevard Stamford, Connecticut 06901 James D. Bennett - United States citizen Restructuring Capital Associates, L.P. and Bennett Restructuring Fund, L.P. - Delaware limited partnerships (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 769 672 100 Item 3. If this statement is filed pursuant to Rule 13d-1(b)(1) or 13d-2(b) or (c) check whether the person filing is: (a) / / Broker or dealer registered under Section 15 of the Act, (b) / / Bank as defined in Section 3(a)(6) of the Act, (c) / / Insurance Company as defined in Section 3(a)(19) of the Act, (d) / / Investment Company registered under Section 8 of the Investment Company Act, With respect to Restructuring Capital Associates, L.P.: (e) /X/ Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, -8- (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, (g) / / Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G), (h) / / Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i) / / Church plan excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act, (j) / / Group, in accordance with Rule 13d- 1(b)(1)(ii)(H). With respect to James D. Bennett and Bennett Restructuring Fund, L.P.: If this statement is filed pursuant to Rule 13d-1(c), check this box. /X/ Item 4. Ownership. (a) Amount Beneficially Owned: James D. Bennett - 513,365; Restructuring Capital Associates, L.P. and Bennett Restructuring Fund, L.P. - 320,973 (b) Percent of Class: James D. Bennett - 11.35%; Restructuring Capital Associates, L.P. and Bennett Restructuring Fund, L.P. - 7.1%. (c) James D. Bennett - 513,365 shares with shared power to vote or to direct the vote; 0 shares with sole power to vote or to direct the vote; 513,365 shares with shared power to dispose or to direct the disposition of; 0 shares with the sole power to dispose or to direct the disposition of Restructuring Capital Associates, L.P. and Bennett Restructuring Fund, L.P. - 320,973 shares with shared power to vote or to direct the vote; 0 shares with sole power to vote or to direct the vote; 320,973 shares with shared power to dispose or to direct the disposition -9- of; 0 shares with the sole power to dispose or to direct the disposition of Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of the Group. N/A -10- Item 10. Certification for Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. RESTRUCTURING CAPITAL ASSOCIATES, L.P. By: Bennett Capital Corporation, General Partner /s/ James D. Bennett By: James D. Bennett, President October 20, 1999 Certification for Rule 13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ James D. Bennett James D. Bennett, President -11- BENNETT RESTRUCTURING FUND, L.P. By: Restructuring Capital Associates, L.P., General Partner By: Bennett Capital Corporation, General Partner /s/ James D. Bennett By: James D. Bennett, President October 20, 1999 Exhibit A AGREEMENT The undersigned agree that this Schedule 13G dated October 20, 1999 relating to the Common Stock of Riviera Holdings Corporation shall be filed on behalf of the undersigned. /s/ James D. Bennett James D. Bennett RESTRUCTURING CAPITAL ASSOCIATES, L.P. By: Bennett Capital Corporation General Partner /s/ James D. Bennett By: James D. Bennett, President BENNETT RESTRUCTURING FUND, L.P. By: Restructuring Capital Associates, L.P. General Partner By: Bennett Capital Corporation General Partner /s/ James D. Bennett By: James D. Bennett, President 75252000.BD5 -----END PRIVACY-ENHANCED MESSAGE-----